Alberta Securities Commission is the regulatory agency responsible for administering the province’s securities laws. Their mission is to foster a fair and efficient capital market in Alberta and to protect investors from improper, misleading or fraudulent practices. The Securities Act (Alberta) ensures that Alberta’s capital market works for participants and that investors have timely, accurate information on which to base their investment decisions. It also ensures that those who sell securities in Alberta are registered and that they conduct themselves according to applicable laws and professional standards.
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