This website uses cookies to store information on your computer. Some of these cookies are used for visitor analysis, others are essential to making our site function properly and improve the user experience. By using this site, you consent to the placement of these cookies. Click Accept to consent and dismiss this message or Deny to leave this website. Read our Privacy Statement for more.
News & Press: Latest News

Investment Industry Regulatory Organization of Canada joins EDM Council

Thursday, November 22, 2018  
Share |

Investment Industry Regulatory Organization of Canada (IIROC) is all about protecting investors and supporting healthy Canadian capital markets. It sets and enforces rules to ensure that investors are protected and that Canada’s capital markets operate in a fair and orderly manner. IIROC investigates and prosecutes investment advisors who breach our rules by, for example, misappropriating funds from clients, falsely endorsing client signatures and/or making unsuitable recommendations to investors, commonly seniors and vulnerable investors who suffer significant financial losses as a result of these acts.

For more information: